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Version: 8.4.10.4

AuctionNoticeRC

V8 Message Definiton

METADATA

AttributeValue
Topic2450-liquidity-notice
MLink TokenSRATS
ProductSRTrade
accessTypeSELECT

Table Definition

FieldTypeKeyDefault ValueComment
noticeNumberCHAR(19)PRI'0000-0000-0000-0000'
ticker_atenum - AssetType'None'underlier ticker
ticker_tsenum - TickerSrc'None'underlier ticker
ticker_tkVARCHAR(12)''underlier ticker
tradeDateDATE'1900-01-01'
auctionTypeenum - AuctionType'None'
auctionEventenum - AuctionEvent'None'
srcAuctionIDVARCHAR(20)''auction ID as known by the auction source empty for SRC
srcAuctionTypeVARCHAR(4)''
auctionSourceenum - AuctionSource'None'source of the auction notice eg SRC MIAX etc
isTestAuctionenum - YesNo'None'if yes auction is a test auction not a prodlive auction
containsFlexenum - YesNo'None'Flex European
shortCodeVARCHAR(8)''8 letter auction short code unique per day block auctions only can be used to find auctions on SR tools
industryTINYTEXT''industry string
symbolTypeenum - SymbolType'None'
uAvgDailyVlmFLOAT0underlier average daily trading volume
root_atenum - AssetType'None'option root CPU
root_tsenum - TickerSrc'None'option root CPU
root_tkVARCHAR(12)''option root CPU
expiryDATE'1900-01-01'
strikeDOUBLE0revcon strike
custSideenum - BuySell'None'if available
custQtyINT0
custPrcDOUBLE0public cust price
hasCustPrcenum - YesNo'None'
custFirmTypeenum - FirmType'None'cust firm type if disclosed
custAgentMPIDVARCHAR(6)''cust agent exchange member initiating the auction if disclosed
custClientFirmVARCHAR(16)''cust client firm if disclosed
commEnhancementFLOAT0additional commission if any paid by responder
custCommPayingenum - YesNo'None'client is commission paying to the responder
custQtyCondenum - CustQtyCond'None'UpToQty AllOrNone QtyOrMore
auctionDurationINT0expected auction duration in milliseconds
uBidDOUBLE0live stock price
uAskDOUBLE0
iDaysDOUBLE0iDays effective interest days SR supplied
iYearsDOUBLE0iYears iDays 3600
moneyRateDOUBLE0effective rate to borrowlend money to expiry 360 day convention compares to globalRate 360 365 SR Supplied Estimate
ddivPvDOUBLE0present value of any expected dividends to expiry SR Supplied Estimate
hasEstDDivsenum - YesNo'None'Yes if one or more expected ddiv is an estimate not yet announced SR Supplied
sVolDOUBLE0surface volatility for revcon strike SR Supplied Estimate
rcEExPremDOUBLE0rcEExPrem pRvprice pRvEprice cRvprice cRvEprice american price european price same model parameters SR supplied parameters including DDivs is zero for flex revcons
strikePvDOUBLE0strikePv strike 10 moneyRate iYears moneyRate supplied above
effStockLendPvDOUBLE0effStockLendPv custPrice strikePv ddivPv rcEExPrem if cust price is visible
effStockRateDOUBLE0effStockRate effStockLendPv uMid iYears if cust price is visible
srcTimestampBIGINT0
netTimestampBIGINT0
timestampDATETIME(6)'1900-01-01 00:00:00.000000'from ats exchange net timestamp if possible
includeSRNetworkenum - InclExclDisclose'None'
DirectedCounterPartyListJSON'JSON_OBJECT()'

PRIMARY KEY DEFINITION (Unique)

FieldSequence
noticeNumber1

JSON Block (DirectedCounterPartyList)

FieldTypeComment
clientFirmenum - clientFirm
inclExclenum - InclExclDisclose
isCommPayingenum - YesNo

CREATE TABLE EXAMPLE QUERY

CREATE TABLE `SRTrade`.`MsgAuctionNoticeRC` (
`noticeNumber` CHAR(19) NOT NULL DEFAULT '0000-0000-0000-0000',
`ticker_at` ENUM('None','EQT','IDX','BND','CUR','COM','FUT','SYN','WAR','FLX','MUT','SPD','MM','MF','COIN','TOKEN','ANY') NOT NULL DEFAULT 'None' COMMENT 'underlier ticker',
`ticker_ts` ENUM('None','SR','NMS','CME','ICE','CFE','CBOT','NYMEX','COMEX','RUT','CIDX','ARCA','NYSE','OTC','NSDQ','MFQS','MIAX','DJI','CUSIP','ISIN','BXE','EUX','ANY','CXE','DXE','NXAM','NXBR','NXLS','NXML','NXOS','NXP','EUREX','CEDX','ICEFE') NOT NULL DEFAULT 'None' COMMENT 'underlier ticker',
`ticker_tk` VARCHAR(12) NOT NULL DEFAULT '' COMMENT 'underlier ticker',
`tradeDate` DATE NOT NULL DEFAULT '1900-01-01',
`auctionType` ENUM('None','Exposure','Improvement','Facilitation','Solicitation','Opening','Closing','RFQ','Block','Flash') NOT NULL DEFAULT 'None',
`auctionEvent` ENUM('None','Start','Update','End') NOT NULL DEFAULT 'None',
`srcAuctionID` VARCHAR(20) NOT NULL DEFAULT '' COMMENT 'auction ID as known by the auction source (empty for SRC)',
`srcAuctionType` VARCHAR(4) NOT NULL DEFAULT '',
`auctionSource` ENUM('None','SRC','AMEX','BOX','CBOE','ISE','NYSE','PHLX','NSDQ','BATS','C2','NQBX','MIAX','GMNI','EDGO','MCRY','MPRL','EMLD','MEMX','CME','CBOT','NYMEX','COMEX','ICE','EUREX') NOT NULL DEFAULT 'None' COMMENT 'source of the auction notice (eg. SRC, MIAX, etc.)',
`isTestAuction` ENUM('None','Yes','No') NOT NULL DEFAULT 'None' COMMENT 'if yes, auction is a test auction (not a prod/live auction)',
`containsFlex` ENUM('None','Yes','No') NOT NULL DEFAULT 'None' COMMENT 'Flex = European',
`shortCode` VARCHAR(8) NOT NULL DEFAULT '' COMMENT '8 letter auction short code (unique per day) (block auctions only) (can be used to find auctions on SR tools)',
`industry` TINYTEXT NOT NULL DEFAULT '' COMMENT 'industry string',
`symbolType` ENUM('None','Equity','ADR','ETF','CashIndex','MutualFund','ShortETF','Future','Bond','DepReceipts','PreferredSec','PreferenceShare','StructuredProd','StapledSec','TradeableRights','Unit','Warrant','WhenIssued','ForeignIssue') NOT NULL DEFAULT 'None',
`uAvgDailyVlm` FLOAT NOT NULL DEFAULT 0 COMMENT 'underlier average daily trading volume',
`root_at` ENUM('None','EQT','IDX','BND','CUR','COM','FUT','SYN','WAR','FLX','MUT','SPD','MM','MF','COIN','TOKEN','ANY') NOT NULL DEFAULT 'None' COMMENT 'option root (+C/-P/-U)',
`root_ts` ENUM('None','SR','NMS','CME','ICE','CFE','CBOT','NYMEX','COMEX','RUT','CIDX','ARCA','NYSE','OTC','NSDQ','MFQS','MIAX','DJI','CUSIP','ISIN','BXE','EUX','ANY','CXE','DXE','NXAM','NXBR','NXLS','NXML','NXOS','NXP','EUREX','CEDX','ICEFE') NOT NULL DEFAULT 'None' COMMENT 'option root (+C/-P/-U)',
`root_tk` VARCHAR(12) NOT NULL DEFAULT '' COMMENT 'option root (+C/-P/-U)',
`expiry` DATE NOT NULL DEFAULT '1900-01-01',
`strike` DOUBLE NOT NULL DEFAULT 0 COMMENT 'rev/con strike',
`custSide` ENUM('None','Buy','Sell') NOT NULL DEFAULT 'None' COMMENT 'if available',
`custQty` INT NOT NULL DEFAULT 0,
`custPrc` DOUBLE NOT NULL DEFAULT 0 COMMENT 'public cust price',
`hasCustPrc` ENUM('None','Yes','No') NOT NULL DEFAULT 'None',
`custFirmType` ENUM('None','Customer','Firm','MarketMaker','ProCustomer','BrokerDealer','AwayMM','FirmJBO','BrkrDlrCust') NOT NULL DEFAULT 'None' COMMENT 'cust firm type (if disclosed)',
`custAgentMPID` VARCHAR(6) NOT NULL DEFAULT '' COMMENT 'cust agent exchange member initiating the auction (if disclosed)',
`custClientFirm` VARCHAR(16) NOT NULL DEFAULT '' COMMENT 'cust client firm (if disclosed)',
`commEnhancement` FLOAT NOT NULL DEFAULT 0 COMMENT 'additional commission (if any) paid by responder',
`custCommPaying` ENUM('None','Yes','No') NOT NULL DEFAULT 'None' COMMENT 'client is commission paying (to the responder)',
`custQtyCond` ENUM('None','UpToQty','AllOrNone','QtyOrMore') NOT NULL DEFAULT 'None' COMMENT 'UpToQty, AllOrNone, QtyOrMore',
`auctionDuration` INT NOT NULL DEFAULT 0 COMMENT '[expected] auction duration (in milliseconds)',
`uBid` DOUBLE NOT NULL DEFAULT 0 COMMENT 'live stock price',
`uAsk` DOUBLE NOT NULL DEFAULT 0,
`iDays` DOUBLE NOT NULL DEFAULT 0 COMMENT 'iDays = effective interest days [SR supplied]',
`iYears` DOUBLE NOT NULL DEFAULT 0 COMMENT 'iYears = iDays / 360.0',
`moneyRate` DOUBLE NOT NULL DEFAULT 0 COMMENT 'effective rate to borrow/lend money to expiry (360 day convention) [compares to globalRate * 360 / 365] [SR Supplied Estimate]',
`ddivPv` DOUBLE NOT NULL DEFAULT 0 COMMENT 'present value of any expected dividends to expiry [SR Supplied Estimate]',
`hasEstDDivs` ENUM('None','Yes','No') NOT NULL DEFAULT 'None' COMMENT 'Yes if one or more expected ddiv is an estimate (not yet announced) [SR Supplied]',
`sVol` DOUBLE NOT NULL DEFAULT 0 COMMENT 'surface volatility for rev/con strike [SR Supplied Estimate]',
`rcEExPrem` DOUBLE NOT NULL DEFAULT 0 COMMENT 'rcEExPrem = (pRv.price - pRvE.price) - (cRv.price - cRvE.price) [american price - european price] [same model parameters; SR supplied parameters including DDivs; is zero for flex revcons]',
`strikePv` DOUBLE NOT NULL DEFAULT 0 COMMENT 'strikePv = strike * (1.0 - moneyRate * iYears) [moneyRate supplied above]',
`effStockLendPv` DOUBLE NOT NULL DEFAULT 0 COMMENT 'effStockLendPv = custPrice - strikePv - ddivPv - rcEExPrem [if cust price is visible]',
`effStockRate` DOUBLE NOT NULL DEFAULT 0 COMMENT 'effStockRate = effStockLendPv / (uMid * iYears) [if cust price is visible]',
`srcTimestamp` BIGINT NOT NULL DEFAULT 0,
`netTimestamp` BIGINT NOT NULL DEFAULT 0,
`timestamp` DATETIME(6) NOT NULL DEFAULT '1900-01-01 00:00:00.000000' COMMENT 'from ats / exchange net timestamp if possible',
`includeSRNetwork` ENUM('None','Include','Exclude','Disclose') NOT NULL DEFAULT 'None',
`DirectedCounterPartyList` JSON NOT NULL DEFAULT JSON_OBJECT() CHECK(JSON_VALID(DirectedCounterPartyList)),
CONSTRAINT nonnegative_noticeNumber CHECK(ASCII(noticeNumber) < 56),
PRIMARY KEY USING HASH (`noticeNumber`)
) ENGINE=SRSE DEFAULT CHARSET=LATIN1 COMMENT='';

SELECT TABLE EXAMPLE QUERY

SELECT
`noticeNumber`,
`ticker_at`,
`ticker_ts`,
`ticker_tk`,
`tradeDate`,
`auctionType`,
`auctionEvent`,
`srcAuctionID`,
`srcAuctionType`,
`auctionSource`,
`isTestAuction`,
`containsFlex`,
`shortCode`,
`industry`,
`symbolType`,
`uAvgDailyVlm`,
`root_at`,
`root_ts`,
`root_tk`,
`expiry`,
`strike`,
`custSide`,
`custQty`,
`custPrc`,
`hasCustPrc`,
`custFirmType`,
`custAgentMPID`,
`custClientFirm`,
`commEnhancement`,
`custCommPaying`,
`custQtyCond`,
`auctionDuration`,
`uBid`,
`uAsk`,
`iDays`,
`iYears`,
`moneyRate`,
`ddivPv`,
`hasEstDDivs`,
`sVol`,
`rcEExPrem`,
`strikePv`,
`effStockLendPv`,
`effStockRate`,
`srcTimestamp`,
`netTimestamp`,
`timestamp`,
`includeSRNetwork`,
`DirectedCounterPartyList`
FROM `SRTrade`.`MsgAuctionNoticeRC`
WHERE
/* Replace with a CHAR(19) */
`noticeNumber` = 'Example_noticeNumber';

Doc Columns Query

SELECT * FROM SRTrade.doccolumns WHERE TABLE_NAME='AuctionNoticeRC' ORDER BY ordinal_position ASC;